He regularly represents clients before U.S. federal and state financial regulatory authorities, including the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority. He also represents clients in filing comment letters and amicus briefs in connection with SEC rulemakings.
Explainer Episode 5 – Arizona's Licensing Reform
Jon Riches
Regulatory Transparency Project's Fourth Branch Podcast
What are the costs and benefits of occupational licensing? Why do many believe that the...
Regulatory Sandboxes & Consumer Protection
Scott Astrada, Jackson Mueller, Kate Larson Prochaska
Regulatory Transparency Project's Fourth Branch Video
What are regulatory sandboxes? How might they promote and stimulate innovation? What risks might they...
Deep Dive Episode 69 – SOX Auditor Attestation Requirements
John Berlau, Wes Bricker, C. Wallace DeWitt, J.W. Verret
Regulatory Transparency Project Teleforum
Is “investor protection” coordinated sufficiently with “promotion of capital formation”? This teleforum will consider this question...
Deep Dive Episode 68 – Challenges in Regulating Cybersecurity at the Department of Defense
Franklin Turner, Alexander Major, Daniel J. Kelly
Regulatory Transparency Project's Fourth Branch Podcast
In this episode, Alexander Major and Franklin Turner, nationally recognized commentators in this area, will...
Topics
Speech Police at the DMV: Regulation and Arbitrary Rule
Vague laws invite arbitrary power. Laws that require regulators to censor speech they find offensive,...
Topics
The FDIC Refinery
It was a busy day at the Federal Deposit Insurance Corporation (FDIC). The agency took...
Independent Contractor Or Employee: Sometimes, Things Are Not As Easy As A-B-C
Bruce J. Sarchet
The status of independent contractors in California has been hotly debated over the past year,...
Agency Staff Regulatory Guidance
Paul S. Atkins, Barry P. Barbash, Andrew (Buddy) Donahue, Brian Rubin
Financial Services Practice Group Teleforum
Agency staff regulatory guidance, speeches, and settled enforcement actions can be helpful to the regulated...
Tech Roundup Episode 2 – The Techlash: Big Tech and Antitrust
Hal Singer, Geoffrey A. Manne, Adam Thierer
Regulatory Transparency Project's Fourth Branch Podcast
"Techlash" refers to a growing public concern over the behavior of big technology companies and...
Topics
COPAA v. DeVos and the Government’s Continuing Numeracy Problem
On January 4, 2017 – fifteen days before the change in administrations and fourteen days...