He regularly represents clients before U.S. federal and state financial regulatory authorities, including the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority. He also represents clients in filing comment letters and amicus briefs in connection with SEC rulemakings.
Tech Roundup Episode 3 – The Download on California's New Privacy Proposal
Ian David Adams, Joseph Jerome, Adam Thierer
Regulatory Transparency Project's Fourth Branch Podcast
This podcast features a fascinating back-and-forth on the implications of new amendments to California's privacy...
FTC’s 21st Century Hearings: Paving the Way for Principles and Guidance
Svetlana Gans, Maureen K. Ohlhausen, Duane Pozza
With the conclusion of the Federal Trade Commission’s 21st Century Hearings, the agency is finalizing...
Next Steps in the Net Neutrality Saga – Mozilla v. FCC
George Ford, Russell P. Hanser, Daniel Lyons, Lawrence J. Spiwak
This week, the D.C. Circuit issued its long-awaited opinion in Mozilla v. Federal Communications Commission...
Deep Dive Episode 71 – Accounting for Race 101: Virginia Universities and Racial Preferences
Althea Nagai, Hans A. Von Spakovsky, Theodore M. Shaw, Linda L. Chavez, Todd F. Gaziano
Regulatory Transparency Project's Fourth Branch Podcast
On September 10, 2019, The Federalist Society hosted a luncheon cosponsored with the Center...
Deep Dive Episode 70 – Independent Contractor Or Employee?
Bruce J. Sarchet
The status of independent contractors in California has been hotly debated over the past...
Explainer Episode 5 – Arizona's Licensing Reform
Jonathan Riches
Regulatory Transparency Project's Fourth Branch Podcast
What are the costs and benefits of occupational licensing? Why do many believe that the...
Regulatory Sandboxes & Consumer Protection
Scott Astrada, Jackson Mueller, Kate Larson Prochaska
Regulatory Transparency Project's Fourth Branch Video
What are regulatory sandboxes? How might they promote and stimulate innovation? What risks might they...
Deep Dive Episode 69 – SOX Auditor Attestation Requirements
John Berlau, Wes Bricker, C. Wallace DeWitt, J.W. Verret
Regulatory Transparency Project Teleforum
Is “investor protection” coordinated sufficiently with “promotion of capital formation”? This teleforum will consider this question...
Deep Dive Episode 68 – Challenges in Regulating Cybersecurity at the Department of Defense
Franklin Turner, Alexander Major, Daniel J. Kelly
Regulatory Transparency Project's Fourth Branch Podcast
In this episode, Alexander Major and Franklin Turner, nationally recognized commentators in this area, will...
Topics
Speech Police at the DMV: Regulation and Arbitrary Rule
Vague laws invite arbitrary power. Laws that require regulators to censor speech they find offensive,...