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C. Wallace DeWitt

C. Wallace DeWitt

Securities Lawyer

C. Wallace represents foreign and domestic financial institutions as to a variety of securities and banking regulatory matters, with a particular focus on the private wealth industry and the cross-border marketing of investment services and financial products.

He regularly represents clients before U.S. federal and state financial regulatory authorities, including the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority. He also represents clients in filing comment letters and amicus briefs in connection with SEC rulemakings. 

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Deep Dive Episode 159 – Countering the Politicization of Financial Services: Is the Cure Worse than the Disease?
RTP's Fourth Branch Podcast

Deep Dive Episode 159 – Countering the Politicization of Financial Services: Is the Cure Worse than the Disease?

John Berlau, C. Wallace DeWitt, Brian Knight

Regulatory Transparency Project's Fourth Branch Podcast

In several recent high-profile cases, banks have conditioned or denied financial services to disfavored industries after...

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