Partner, Simpson Thacher
Based in Washington, D.C. office, David Blass is a Partner in the Firm’s Investment Funds Practice. David is a leading regulatory lawyer in the funds industry and has advised on matters involving innovative registered funds products, Investment Advisers Act compliance, SEC examination and enforcement matters, and broker-dealer regulatory compliance. He is uniquely qualified to provide strategic and regulatory advice on matters involving asset management firms and broker-dealers.
David has extensive knowledge of the regulatory requirements of the asset management industry having served as General Counsel of the Investment Company Institute, the trade association for registered investment funds. He also held senior roles for over a decade at the U.S. Securities and Exchange Commission, most recently as Chief Counsel and Associate Director in the Division of Trading and Markets, where he oversaw broker-dealer regulation and large aspects of FINRA’s regulatory program. David was the Associate General Counsel for the SEC where he was responsible for Dodd-Frank Act implementation, among many other programmatic areas. He also held a senior role in the SEC’s Division of Investment Management, leading the office regulating registered investment advisers, including advisers to private funds.
Chambers Global reports that clients say he is an “excellent regulatory lawyer” who is both “very knowledgeable and easy to work with.” David was notably named “Independent Counsel of the Year” by Fund Intelligence’s Mutual Fund Industry & ETF Awards in 2021.
CEO, Institutional Limited Partners Association
As Acting CEO for the Institutional Limited Partners Association (ILPA), Jennifer Choi directs the association's engagement with external industry stakeholders to inform and enhance ILPA's education, research, membership and advocacy platforms. Ms. Choi also leads the implementation of ILPA's responses to emerging issues impacting the asset class, including efforts to establish and promote industry best practices.
Prior to joining the ILPA, Ms. Choi served as Vice President of Industry and External Affairs for the Emerging Markets Private Equity Association (EMPEA), where she led the association's member and industry engagement activities, including efforts to encourage policy frameworks that support the growth of the asset class. As EMPEA's Research Director, she built the industry's first global database of private equity activity in the emerging markets. A frequent speaker and commentator on the industry, Ms. Choi also oversaw the association's media communications and global institutional partnerships. Previously, Ms. Choi was a consultant with Boston-based Stax Inc., leading due diligence engagements and providing advisory services for the U.S. private equity and venture capital industry.
Jennifer holds a Masters in Law and Diplomacy from the Fletcher School at Tufts University and a B.A. summa cum laude in Economics and Political Science from Augustana College.
Managing Director and Associate General Counsel, Head of Asset Management Group, Securities Industry and Financial Markets Association (SIFMA)
Ms. Keljo is Managing Director, Associate General Counsel and Head of Asset Management Group for SIFMA, where she serves as counsel and staff for many of AMG’s workstreams. In particular, Ms. Keljo focuses on systemic risk & prudential regulation for asset managers, fixed income market structure, and ETF regulation. She also focuses on the U.S. impact of many European regulations, including the cross-border implications of Brexit, MiFID II, PRIIPs, and sustainable finance/ESG initiatives.
Ms. Keljo joined SIFMA AMG in October 2014 from Squire Patton Boggs, where she advised financial institutions, corporations, and asset managers on a wide range of financial services legislative and regulatory developments.
Ms. Keljo has extensive experience representing asset managers before Congress, the Commodity Futures Trading Commission (CFTC), the Securities and Exchange Commission (SEC), the U.S. Treasury Department, and other regulatory agencies that promulgate and implement financial regulation. Ms. Keljo began her career working for a major political party as a campaign manager based primarily in northwest Pennsylvania.
Ms. Keljo is a graduate of the University of Michigan Law School and Mercyhurst College.
Senior Litigation Counsel, New Civil Liberties Alliance (NCLA)
Russ Ryan is a nationally recognized attorney and thought leader with particular interest in the regulatory and enforcement apparatus of the Securities and Exchange Commission (SEC) and other quasi-governmental regulators overseen by the SEC, including the Public Company Accounting Oversight Board (PCAOB), the Financial Industry Regulatory Authority (FINRA), and the various securities industry self-regulatory organizations (SROs). He has decades of experience defending private citizens and businesses caught in the crosshairs of these and other financial regulators.
Russ joined NCLA from the law firm King & Spalding, where he was a partner for 15 years. He left the firm from 2015 to 2018 to serve as Senior Vice President and Deputy Chief of Enforcement at FINRA. Earlier in his career he served for two years as law clerk to a federal judge in the Eastern District of New York and for 10 years as a staff attorney and Assistant Director in the SEC’s Division of Enforcement. He also taught for several semesters as an adjunct professor at the Antonin Scalia Law School at George Mason University.
Russ is a prolific speaker and writer on financial regulation and enforcement. He has spoken at dozens of professional conferences and published scores of commentaries and academic articles, including numerous op-eds in The Wall Street Journal, The Washington Post, Bloomberg, Law360, and elsewhere. His regular column on LinkedIn is called “On SECond Thought: Unconventional Perspectives on Securities Enforcement.”
Russ earned his undergraduate degree from Boston College and his law degree from St. John’s University School of Law, where he was an executive editor of the law review.
Vice President for Litigation & General Counsel, Goldwater Institute
Jon Riches is the Vice President for Litigation for the Goldwater Institute’s Scharf-Norton Center for Constitutional Litigation and General Counsel for the Institute. He litigates in federal and state trial and appellate courts in the areas of economic liberty, regulatory reform, free speech, taxpayer protections, public labor issues, government transparency, and school choice, among others.
Jon has developed and authored several pieces of legislation, including the landmark Right to Earn a Living Act, which provides some of the greatest protections in the country to job-seekers and entrepreneurs facing arbitrary licensing regulations. He also developed legislation eliminating deference to administrative agencies in Arizona—a first-of-its-kind regulatory reform that can serve as a model for the rest of the country.
His work at the Institute has been covered by national media, including the Wall Street Journal, New York Times, CBS This Morning, Bloomberg News, and Politico. Jon is also a member of the Federalist Society’s Regulatory Transparency Project: State and Local Working Group.
Prior to joining the Goldwater Institute, Jon served on active duty in the U.S. Navy Judge Advocate General’s (JAG) Corps. While on active duty, Jon represented hundreds of clients, litigated dozens of court-martial cases, and advised commanders on a vast array of legal issues.
He previously clerked for Sen. Jon Kyl on the U.S. Senate Judiciary Committee, worked for the Rules Committee in the Arizona State Senate, and clerked in the Office of Counsel to the President at the White House. Jon received his B.A. from Boston College, where he graduated magna cum laude and Phi Beta Kappa. He earned his J.D. from the University of Arizona, James E. Rogers College of Law.
Jon served as a presidentially appointed Panel Member on the Federal Service Impasses Panel. He is an officer in the U.S. Navy Reserve and an Adjunct Professor at Arizona State University School of Law. Jon is a native of Phoenix.
Assistant Attorney General & Senior Trial Counsel to the Criminal Bureau, Massachusetts Attorney General
Director of Asian Studies and Resident Fellow, American Enterprise Institute
Dan Blumenthal is the director of Asian Studies at the American Enterprise Institute, where he focuses on East Asian security issues and Sino-American relations. Mr. Blumenthal has both served in and advised the U.S. government on China issues for over a decade. From 2001 to 2004, he served as senior director for China, Taiwan, and Mongolia at the Department of Defense. Additionally, he served as a commissioner on the congressionally-mandated U.S.-China Economic and Security Review Commission since 2006-2012, and held the position of vice chairman in 2007. He has also served on the Academic Advisory Board of the congressional U.S.-China Working Group. Mr. Blumenthal is the co-author of “An Awkward Embrace: The United States and China in the 21st Century” (AEI Press, November 2012).
Lawrence and Sallye Krause Professor of Korea-Pacific Studies; Director, Korea-Pacific Program, School of Global Policy & Strategy, UC San Diego
Stephan Haggard is the Lawrence and Sallye Krause Professor of Korea-Pacific Studies, director of the Korea-Pacific Program, and distinguished professor of political science at GPS. He is a go-to expert on current developments in the Asia-Pacific region, particularly the Korean peninsula, and on the politics of economic reform and globalization.
Prof. Haggard has written extensively on the political economy of North Korea with Marcus Noland, including “Famine in North Korea: Markets, Aid, and Reform” (2007) and “Witness to Transformation: Refugee Insights into North Korea” (2011) and co-authors the "North Korea: Witness to Transformation" blog at the Peterson Institute for International Economics. Prof. Haggard is the current editor of the Journal of East Asian Studies and a member of the Council on Foreign Relations.
Senior Research Fellow, Northeast Asia, The Heritage Foundation
Bruce Klingner specializes in Korean and Japanese affairs as the senior research fellow for Northeast Asia at The Heritage Foundation's Asian Studies Center.
Mr. Klingner’s analysis and writing about North Korea, South Korea and Japan, as well as related issues, are informed by his 20 years of service at the Central Intelligence Agency and the Defense Intelligence Agency.
Mr. Klingner, who joined Heritage in 2007, has testified before the House Foreign Affairs Committee, the Senate Select Committee on Intelligence and the House Permanent Select Committee on Intelligence.
He is a frequent commentator in U.S. and foreign media. His articles and commentary have appeared in major American and foreign publications and he is a regular guest on broadcast and cable news outlets. He is a regular contributor to the international and security sections of The Daily Signal.
From 1996 to 2001, Mr. Klingner was CIA’s deputy division chief for Korea, responsible for the analysis of political, military, economic and leadership issues for the president of the United States and other senior U.S. policymakers. In 1993-1994, he was the chief of CIA's Korea branch, which analyzed military developments during a nuclear crisis with North Korea.
Mr. Klingner is a distinguished graduate of the National War College, where he received a master's degree in national security strategy in 2002. He also holds a master's degree in strategic intelligence from the Defense Intelligence College and a bachelor's degree in political science from Middlebury College in Vermont.
He is active in Korean martial arts, attaining third-degree black belt in taekwondo and first-degree black belt in hapkido and teuk kong moo sool.
Maurice A. Deane Distinguished Professor of Constitutional Law and Faculty Director of International Programs, Hofstra University School of Law
Professor Ku’s primary research interest is the relationship of international law to constitutional law. He has also conducted academic research on a wide range of topics including international dispute resolution, international criminal law, and China’s relationship with international law. He teaches courses such as U.S. constitutional law, U.S. foreign affairs law, transnational law, and international trade and business law. Since 2014, he has served as the faculty director of international programs, overseeing Hofstra Law’s study abroad, exchange and LL.M. programs. Professor Ku also teaches Constitutional Law in our online degree programs: Master of Laws in American Law and Master of Arts in American Legal Studies. He has also been selected as the John DeWitt Gregory Research Scholar and as a Hofstra Law Research Fellow. He is a member of the American Law Institute.
He is the co-author, with John Yoo, of Taming Globalization: International Law, the U.S. Constitution, and the New World Order (Oxford University Press 2012). He also has published more than 40 law review articles, book chapters and symposia essays. He has given dozens of academic lectures and workshops at major universities and conferences in the United States, Europe and Asia.
He co-founded the leading international law weblog Opinio Juris, which is read daily by thousands worldwide. His essays and op-eds have been published in major news publications such as the Wall Street Journal, the Los Angeles Times, and the NYTimes.com. He has been frequently interviewed for television news programs and quoted in print and electronic media. He has also signed or submitted amicus briefs to national and international courts and served as an expert witness in both domestic and international proceedings.
Before joining the Hofstra Law faculty, Professor Ku served as a law clerk to the Honorable Jerry E. Smith of the U.S. Court of Appeals for the Fifth Circuit and as an Olin Fellow and Lecturer in Law at the University of Virginia Law School. Professor Ku also practiced as an associate at the New York City law firm of Debevoise & Plimpton, specializing in litigation and arbitration arising out of international disputes. He has been a visiting professor at the College of William & Mary Marshall- Wythe School of Law in Williamsburg, Virginia; a Fulbright Distinguished Lecturer in Law at East China University of Political Science and Law in Shanghai, China; and a Taiwan Fellow at National Taiwan University in Taipei, Taiwan. He is a member of the New York Bar and a graduate of Yale College and Yale Law School.
Caroline Johnson Levine is a former prosecutor and currently practices civil litigation defense in Tampa, Florida.
Co-Founder, Able Lending
Evan Baehr is the cofounder of Able, an online lender to small businesses. It launched June 2014 with the Wall Street Journal'sWeekend Interview and on TechCrunch. His passion at Able is to serve the Fortune 5 Million – the 5.8 million small businesses that represent the backbone of the American economy. His previous startup was Outbox, a consumer internet company aiming to takeover the US Postal Service and backed by venture capitalists Peter Thiel and Mike Maples, featured on Fox News, CNN, TechCrunch, FastCompany, Wall Street Journal, INC, the New York Times, and on Jay Leno.
He has worked on the Facebook platform under Sheryl Sandberg, helping shape a vision to make life better by making it social, and for Peter Thiel building a political data company. He’s an honors graduate of Princeton’s Woodrow Wilson School, Yale Divinity School, and Harvard Business School.
He has worked for the American Enterprise Institute’s Charles Murray, the Ethics and Public Policy Center, the Becket Fund for Religious Liberty, and the White House Office of Faith-Based Initiatives, served as a legislative aid on the House Appropriations Committee under Rep. Frank Wolf, was Chief of Staff on the Congressional Human Rights Caucus, under which he wrote the International Marriage Broker Regulation Act, and was the failed candidate for Princeton’s City Council, despite receiving more votes than George W. Bush.
He has served on the board of the Manhattan Institute’s Adam Smith Society, the New Canaan Society, the Rivendell Institute, and Harvard Business School's FIELD Program, and is a mentor with First Round Capital's Dorm Room Fund. He cofounded the Hoover Institute’s Rising Fellows Program, Harvard Business School’s Ideas@Work, Princetonians in the Nation’s Service, and the Yale Forum on Faith and Politics. He is the recipient of the Lily Endowment Thesis Prize, the Blackstone Legal Fellowship, and Princeton’s James Madison Fellowship. He lives in Austin, TX, with his wife, Kristina Scurry Baehr, a patent litigator, and children Cooper and Madeleine.
Judge, United States Court of Appeals, Ninth Circuit
Judge Carlos Bea serves as a judge on the United States Court of Appeals for the Ninth Circuit. He received his Bachelor's Degree from Stanford University in 1956 and his J.D. from Stanford Law School in 1958. Judge Bea was born in San Sebastian, Spain, and immigrated with his family to Cuba in 1939. In 1952, he represented Cuba on the Cuban National basketball team in the Helsinki Olympics. Judge Bea became a naturalized citizen of the United States in 1958. He engaged in private practice in San Francisco, principally in the area of civil trials (jury and non-jury), from 1959-75 at Dunne, Phelps & Mills and from 1975-90 at Carlos Bea, A Law Corporation. He taught courses in civil litigation advocacy at Hastings College of Law and Stanford Law School. From 1990 to 2003, Judge Bea served as a judge of the San Francisco Superior Court. He was nominated by President George W. Bush to the United States Court of Appeals for the Ninth Circuit and was confirmed in 2003.
Judge Bea and his wife Louise reside in San Francisco, where they raised their four sons, Sebastian, Alexander, Nicholas, and Dominic.
Chief Legal Officer, Paradigm
Principal, DeGroot Legal
Mr. DeGroot represents businesses in complex litigation, focusing on licensing, insurance, intellectual property, contract disputes, and toxic torts. He has experience in cases involving fraud, breach of contract, unfair competition, patents, business torts, mergers and acquisitions, creditors’ rights, and bankruptcy. He has extensive experience in all aspects of civil litigation, both in federal and state courts, including prejudgment remedies, discovery, trial, appeals, arbitration and mediation.
Mr. DeGroot works with clients in a variety of industries, including financial institutions, insurance, software, construction, semiconductors, and real estate.
Policy Counsel, Lyft
Associate Professor, University of Idaho College of Law
Stephen R. Miller joined the faculty of the University of Idaho College of Law in 2011. Prof. Miller received his undergraduate degree from Brown University, a master’s degree in city and regional planning from the University of California, Berkeley, and his J.D. from the University of California, Hastings College of Law. While in law school, Prof. Miller was senior articles editor of the Constitutional Law Quarterly. Prof. Miller also worked for a land use and environmental law firm in San Francisco, California prior to joining the faculty. His research interests include economic development, sustainable development, land use, environmental law, and local government law.
His academic works have been published by or are forthcoming from Cambridge University Press, Harvard Environmental Law Review, and a number of other law reviews and professional journals. In 2013, he was named Faculty Advisor of the Year by the Idaho Law Review and also received the Alumni Award for Faculty Excellence. In addition to his academic writings, Prof. Miller also blogs at Land Use Prof Blog, and writes an occasional column for the Idaho Statesman Business Insider.
Prof. Miller also runs the College of Law's Economic Development Clinic, which maintains the student-written blog Idaho NEXT. In 2013, the Clinic received the Planning Excellence Award for Best Practice from the Idaho chapter of the American Planning Association for Area of City Impact Agreements in Idaho. In 2014, the Clinic released Agritourism at the Rural-Urban Interface: A National Overview of Legal Issues with 20 Proposals for Idaho. In addition, the Clinic has been credited by state officials with popularizing the use of New Markets Tax Credits financing in Idaho, a financing tool that has already helped fund $50 million in investment in low income communities throughout the state.
Prof. Miller is also active in the community. He presently serves as a commissioner on the Boise City Planning and Zoning Commission and as a board member of the Joyce Ivy Foundation, which provides educational opportunities for talented high school students.
Professorial Lecturer in Law, The George Washington University
Paul Rosenzweig is an accomplished writer and speaker with a national reputation in cyber security and homeland security. He is the founder of Red Branch Consulting PLLC, a homeland security consulting company. He is also a Senior Advisor to The Chertoff Group. Mr. Rosenzweig formerly served as Deputy Assistant Secretary for Policy in the Department of Homeland Security.
He is a Professorial Lecturer in Law at George Washington University, and a Senior Fellow in the Tech, Law & Security Program at the American University, Washington College of Law. He serves as an advisor to and former member of the American Bar Association Standing Committee on Law and National Security, and a Contributing Editor of the Lawfare blog. He is a member of the ABA Cybersecurity Legal Task Force and of the United States Court of Appeals for the District of Columbia Circuit Advisory Committee on Admissions and Grievances. He serves, as well, as a Hearing Committee Member of the District of Columbia Board of Professional Responsibility. In 2011 he was a Carnegie Fellow in National Security Journalism at the Medill School of Journalism, Northwestern University.
Mr. Rosenzweig is a cum laude graduate of the University of Chicago Law School. He has an M.S. in Chemical Oceanography from the Scripps Institution of Oceanography, University of California at San Diego and a B.A from Haverford College. Following graduation from law school he served as a law clerk to the Honorable R. Lanier Anderson, III of the United States Court of Appeals for the Eleventh Circuit.
He is the author of Cyber Warfare: How Conflicts in Cyberspace are Challenging America and Changing the World and of three video lecture series from The Great Courses, Thinking About Cybersecurity: From Cyber Crime to Cyber Warfare; The Surveillance State: Big Data, Freedom, and You; and Investigating American Presidents.
He is the co-author (with James Jay Carafano) of Winning the Long War: Lessons from the Cold War for Defeating Terrorism and Preserving Freedom and co-editor (with Jill D. Rhodes and Robert S. Litt) of the Cybersecurity Handbook (3rd ed.). He is also co-editor (with Timothy McNulty and Ellen Shearer) of two books, Whistleblowers, Leaks and the Media: The First Amendment and National Security, and National Security Law in the News: A Guide for Journalists, Scholars, and Policymakers. Mr. Rosenzweig is a member of the Literary Society of Washington.
Director of Asian Studies and Resident Fellow, American Enterprise Institute
Dan Blumenthal is the director of Asian Studies at the American Enterprise Institute, where he focuses on East Asian security issues and Sino-American relations. Mr. Blumenthal has both served in and advised the U.S. government on China issues for over a decade. From 2001 to 2004, he served as senior director for China, Taiwan, and Mongolia at the Department of Defense. Additionally, he served as a commissioner on the congressionally-mandated U.S.-China Economic and Security Review Commission since 2006-2012, and held the position of vice chairman in 2007. He has also served on the Academic Advisory Board of the congressional U.S.-China Working Group. Mr. Blumenthal is the co-author of “An Awkward Embrace: The United States and China in the 21st Century” (AEI Press, November 2012).
Lawrence and Sallye Krause Professor of Korea-Pacific Studies; Director, Korea-Pacific Program, School of Global Policy & Strategy, UC San Diego
Stephan Haggard is the Lawrence and Sallye Krause Professor of Korea-Pacific Studies, director of the Korea-Pacific Program, and distinguished professor of political science at GPS. He is a go-to expert on current developments in the Asia-Pacific region, particularly the Korean peninsula, and on the politics of economic reform and globalization.
Prof. Haggard has written extensively on the political economy of North Korea with Marcus Noland, including “Famine in North Korea: Markets, Aid, and Reform” (2007) and “Witness to Transformation: Refugee Insights into North Korea” (2011) and co-authors the "North Korea: Witness to Transformation" blog at the Peterson Institute for International Economics. Prof. Haggard is the current editor of the Journal of East Asian Studies and a member of the Council on Foreign Relations.
Senior Research Fellow, Northeast Asia, The Heritage Foundation
Bruce Klingner specializes in Korean and Japanese affairs as the senior research fellow for Northeast Asia at The Heritage Foundation's Asian Studies Center.
Mr. Klingner’s analysis and writing about North Korea, South Korea and Japan, as well as related issues, are informed by his 20 years of service at the Central Intelligence Agency and the Defense Intelligence Agency.
Mr. Klingner, who joined Heritage in 2007, has testified before the House Foreign Affairs Committee, the Senate Select Committee on Intelligence and the House Permanent Select Committee on Intelligence.
He is a frequent commentator in U.S. and foreign media. His articles and commentary have appeared in major American and foreign publications and he is a regular guest on broadcast and cable news outlets. He is a regular contributor to the international and security sections of The Daily Signal.
From 1996 to 2001, Mr. Klingner was CIA’s deputy division chief for Korea, responsible for the analysis of political, military, economic and leadership issues for the president of the United States and other senior U.S. policymakers. In 1993-1994, he was the chief of CIA's Korea branch, which analyzed military developments during a nuclear crisis with North Korea.
Mr. Klingner is a distinguished graduate of the National War College, where he received a master's degree in national security strategy in 2002. He also holds a master's degree in strategic intelligence from the Defense Intelligence College and a bachelor's degree in political science from Middlebury College in Vermont.
He is active in Korean martial arts, attaining third-degree black belt in taekwondo and first-degree black belt in hapkido and teuk kong moo sool.
Maurice A. Deane Distinguished Professor of Constitutional Law and Faculty Director of International Programs, Hofstra University School of Law
Professor Ku’s primary research interest is the relationship of international law to constitutional law. He has also conducted academic research on a wide range of topics including international dispute resolution, international criminal law, and China’s relationship with international law. He teaches courses such as U.S. constitutional law, U.S. foreign affairs law, transnational law, and international trade and business law. Since 2014, he has served as the faculty director of international programs, overseeing Hofstra Law’s study abroad, exchange and LL.M. programs. Professor Ku also teaches Constitutional Law in our online degree programs: Master of Laws in American Law and Master of Arts in American Legal Studies. He has also been selected as the John DeWitt Gregory Research Scholar and as a Hofstra Law Research Fellow. He is a member of the American Law Institute.
He is the co-author, with John Yoo, of Taming Globalization: International Law, the U.S. Constitution, and the New World Order (Oxford University Press 2012). He also has published more than 40 law review articles, book chapters and symposia essays. He has given dozens of academic lectures and workshops at major universities and conferences in the United States, Europe and Asia.
He co-founded the leading international law weblog Opinio Juris, which is read daily by thousands worldwide. His essays and op-eds have been published in major news publications such as the Wall Street Journal, the Los Angeles Times, and the NYTimes.com. He has been frequently interviewed for television news programs and quoted in print and electronic media. He has also signed or submitted amicus briefs to national and international courts and served as an expert witness in both domestic and international proceedings.
Before joining the Hofstra Law faculty, Professor Ku served as a law clerk to the Honorable Jerry E. Smith of the U.S. Court of Appeals for the Fifth Circuit and as an Olin Fellow and Lecturer in Law at the University of Virginia Law School. Professor Ku also practiced as an associate at the New York City law firm of Debevoise & Plimpton, specializing in litigation and arbitration arising out of international disputes. He has been a visiting professor at the College of William & Mary Marshall- Wythe School of Law in Williamsburg, Virginia; a Fulbright Distinguished Lecturer in Law at East China University of Political Science and Law in Shanghai, China; and a Taiwan Fellow at National Taiwan University in Taipei, Taiwan. He is a member of the New York Bar and a graduate of Yale College and Yale Law School.
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