He regularly represents clients before U.S. federal and state financial regulatory authorities, including the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority. He also represents clients in filing comment letters and amicus briefs in connection with SEC rulemakings.
Federalist Society Review, Volume 20
Katie McClendon
The Federalist Society Review is the legal journal produced by the Federalist Society for Law...
Kisor v. Wilkie Makes Auer a Paper Tiger
Karen Harned, Aeron Van Scoyk
Note from the Editor: The Federalist Society takes no positions on particular legal and public...
Enforcing the Federal Securities Laws in a Dynamic, Changing Environment – What is the Proper Role of the Government in Regulating the U.S. Capital Markets?
Salt Lake City Lawyers
Salt Lake City, UTDeep Dive Episode 69 – SOX Auditor Attestation Requirements
John Berlau, Wes Bricker, C. Wallace DeWitt, J.W. Verret
Is “investor protection” coordinated sufficiently with “promotion of capital formation”? This teleforum will consider this question...
Deep Dive Episode 69 – SOX Auditor Attestation Requirements
Regulatory Transparency Project Teleforum
Agency Staff Regulatory Guidance
Paul S. Atkins, Barry P. Barbash, Andrew (Buddy) Donahue, Brian Rubin
Agency staff regulatory guidance, speeches, and settled enforcement actions can be helpful to the regulated...
Whistling in Chevronland: Why Department of Labor Interpretations of the Sarbanes-Oxley Act Whistleblower Provisions Do Not Deserve Judicial Deference
Donn C. Meindertsma
Note from the Editor: The Federalist Society takes no positions on particular legal and public...
Necessary & Proper Episode 46: Subdelegations of Rulemaking Power and the Appointments Clause
Kristin E. Hickman, Todd F. Gaziano, Anne Joseph O'Connell
The strictures of the Appointments Clause are receiving renewed attention in the courts, including the...
Topics
Deference and Independent Agencies
During the last week of its just-ended term, the Supreme Court handed down its much...
Topics
The Take Care Act
Yesterday, Senator Lee introduced a nine-page bill that would, following the next presidential election, eliminate...