He regularly represents clients before U.S. federal and state financial regulatory authorities, including the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority. He also represents clients in filing comment letters and amicus briefs in connection with SEC rulemakings.
Explainer Episode 79- Don't Chase Rabbit Trails: The SEC Now and in the Next Administration
C. Wallace DeWitt, Brian Knight, Jennifer Schulp
In this episode, financial experts look back on recent SEC regulation, enforcement, and litigation, as...
Macquarie Infrastructure Corp. v. Moab Partners, L.P. - Post-Decision SCOTUScast
Adam Christopher Pritchard
On April 12, 2024, the Supreme Court issued its ruling in Macquarie Infrastructure Corp. v....
Macquarie Infrastructure Corp. v. Moab Partners, L.P. - Post-Argument SCOTUScast
Adam Christopher Pritchard
On January 16, 2024, the Supreme Court heard oral argument in Macquarie Infrastructure Corp. v. Moab...
The Uniform Token Regulation Act: A Proposal for States to Lead on Regulatory Clarity for Digital Tokens
Paul N. Watkins, Danielle DuBose
Digital assets have the potential to transform financial services. They alter the status quo by...
Enron: Can We Craft an Efficient Disclosure-Based Policy Response?
Joseph A. Grundfest
Presentation to the Silicon Valley Chapter of The Federalist Society Joseph A. Grundfest*1. IntroductionThe President of...