Explainer Episode 79- Don't Chase Rabbit Trails: The SEC Now and in the Next Administration
In this episode, financial experts look back on recent SEC regulation, enforcement, and litigation, as well as their predictions for the next SEC leadership under a second Trump administration.
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As always, the Federalist Society takes no position on particular legal or public policy issues; all expressions of opinion are those of the speaker.
Securities Lawyer
He regularly represents clients before U.S. federal and state financial regulatory authorities, including the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority. He also represents clients in filing comment letters and amicus briefs in connection with SEC rulemakings.
Senior Counsel, Corporate Engagement Team, Alliance Defending Freedom
Brian Knight serves as senior counsel on the Corporate Engagement Team. His work focuses on issues of financial access, debanking, and preventing the power of the private sector from being weaponized against people of faith by both public and private actors.
Prior to joining ADF, Knight spent almost nine years at the Mercatus Center at George Mason University, as both a senior research fellow and as a program director. In addition to managing a team of scholars, Knight’s research focused on financial regulation and the politicization of financial services. His research helped inform legislation and regulation at the federal and state level. He was also the lead author for two amicus briefs submitted to the U.S. Supreme Court in the case of National Rifle Association v. Vullo.
Before joining Mercatus, Knight worked at the Milken Institute, where he focused on financial technology. He was also an entrepreneur, co-founding a firm focused on compliance for crowdfunding.
Knight earned a Juris Doctor from the University of Virginia School of Law and a Bachelor of Arts from the College of William and Mary.
Director of Financial Regulation Studies, Center for Monetary and Financial Alternatives, Cato Institute
Jennifer Schulp is the Director of Financial Regulation Studies at the Cato Institute’s Center for Monetary and Financial Alternatives, where she focuses on the regulation of securities and capital markets. Before joining Cato, Schulp was a director in the Department of Enforcement at the Financial Industry Regulatory Authority, Inc. (FINRA), representing FINRA in investigations and disciplinary proceedings relating to violations of the federal securities laws and self‐regulatory organization rules. She was a lawyer in private practice at Gibson, Dunn & Crutcher LLP.
Prior to private practice, Schulp clerked for Judge E. Grady Jolly of the U.S. Court of Appeals for the Fifth Circuit. She received her J.D. from the University of Chicago Law School, where she was awarded the Karl Llewelyn Cup and the Thomas R. Mulroy Award for Excellence in Appellate Advocacy. She holds an A.B. in political science from the University of Chicago.