Vice President, Special Advisor for Proxy & Corporate Actions, Broadridge
As a key proxy and corporate actions expert, Larry focuses on creating new ways to create value for clients within the Broadridge network globally and bring a valuable client perspective to Broadridge’s product and service evolution. He also drives and supports key industry initiatives such as end-to-end confirmation for proxy contests.
With more than 25 years in financial services, Larry brings extensive expertise from Fidelity Investments, where he was formerly the Vice President for the Operations and Services Group. In this role, Larry had product and business management responsibilities for the Asset Services Division, which included domestic and global Corporate Actions and Proxy. Larry has also led and participated in several industry working and advisory groups focused on evaluating legislative and regulatory changes as well as driving industry best practices.
Mr. Conover earned a Bachelor’s degree in Economics and Finance from Rutgers University, and an MBA/MIS degree from St Peter’s University. Mr. Conover holds Series 7 and 24 licenses and completed the Securities Industry Institute program at the Wharton School of the University of Pennsylvania.
Former Managing Director, BlackRock Inc.
Joanne Medero was until July 2020 a Managing Director at BlackRock where she was member of their Global Public Policy Group and a Senior Advisor to the Vice Chairman on the intersection of public policy and corporate governance. In June 2021, Ms. Medero was appointed a director/trustee of the Nuveen Funds.
Ms. Medero's service with BlackRock dates back to 1996, including her years with Barclays Global Investors (BGI), which merged with BlackRock in 2009. She joined BGI as its Global General Counsel in 1996 and after more than ten years in that role, became the global head of Government Relations and Public Policy for Barclays’ investment banking and investment management businesses. Prior to joining BGI, Ms. Medero was a partner with Orrick, Herrington and Sutcliffe specializing in derivatives and market regulation issues. Ms. Medero also served as general counsel of the Commodity Futures Trading Commission (1989-1993) and as an associate director for legal and financial affairs at the Office of Presidential Personnel, The White House (1986-1989).
Ms. Medero is a graduate of St. Lawrence University and received her JD from George Washington University.
Founder, Paredes Strategies LLC
Troy A. Paredes is the founder of Paredes Strategies LLC. From 2008-2013, Mr. Paredes was a Commissioner of the U.S. Securities and Exchange Commission, having been appointed by President George W. Bush. At the SEC, Mr. Paredes was a strong advocate for small business and the JOBS Act, for solving the information overload problem of securities law disclosure, and for rigorous cost-benefit analysis. He also consistently expressed concerns about the overregulation and overreach of the Dodd-Frank Act. Since leaving government, Mr. Paredes has had an active consulting practice. Mr. Paredes advises on financial regulation, corporate governance, compliance, and governmental and regulatory affairs. He also serves as an expert and adviser in regulatory enforcement investigations and actions and in private litigation involving securities law and corporate law, and he has been an independent compliance consultant/monitor. Before becoming an SEC Commissioner, Mr. Paredes was a professor of law at Washington University in St. Louis and a professor of business (by courtesy) at Washington University’s Olin Business School. Currently, he is the Distinguished Policy Fellow and Lecturer at the University of Pennsylvania Law School and a Lecturer on Law at Harvard Law School. Next year he will be a Distinguished Scholar in Residence at NYU School of Law. Mr. Paredes is the author of numerous academic articles on financial regulation, corporate governance, innovation, and behavioral economics. He also is a co-author (beginning with the 4th edition) of a multi-volume securities regulation treatise with Louis Loss and Joel Seligman entitled Securities Regulation. Mr. Paredes serves on the board of directors of Electronifie Inc. and is a member of the board of advisors of StreetShares, Inc. Mr. Paredes holds a bachelor’s degree in economics from UC Berkeley and earned his J.D. from Yale Law School.
Deputy General Counsel, Investment Company Institute
Matthew Thornton is Deputy General Counsel for the Investment Company Institute, with responsibility for a wide range of legal issues affecting registered investment companies and investment advisers. Mr. Thornton’s primary areas of responsibility include liquidity, valuation, corporate governance and proxy voting, advertising/social media, issues related to fixed income, disclosure, and investment advisory matters. Before joining ICI in 2014, he was an associate in Dechert LLP’s financial services group from 2005 to 2014. Before practicing law, Mr. Thornton held positions in the financial services industry at SunTrust Banks (now Truist) from 1998 to 2005 and Merrill Lynch from 1997 to 1998. Mr. Thornton is a member of the Washington, D.C. and Maryland bars and a Certified Financial Planner™. He received his BA in economics from the University of Notre Dame and his JD from Georgetown University Law Center.
Vice President, Special Advisor for Proxy & Corporate Actions, Broadridge
As a key proxy and corporate actions expert, Larry focuses on creating new ways to create value for clients within the Broadridge network globally and bring a valuable client perspective to Broadridge’s product and service evolution. He also drives and supports key industry initiatives such as end-to-end confirmation for proxy contests.
With more than 25 years in financial services, Larry brings extensive expertise from Fidelity Investments, where he was formerly the Vice President for the Operations and Services Group. In this role, Larry had product and business management responsibilities for the Asset Services Division, which included domestic and global Corporate Actions and Proxy. Larry has also led and participated in several industry working and advisory groups focused on evaluating legislative and regulatory changes as well as driving industry best practices.
Mr. Conover earned a Bachelor’s degree in Economics and Finance from Rutgers University, and an MBA/MIS degree from St Peter’s University. Mr. Conover holds Series 7 and 24 licenses and completed the Securities Industry Institute program at the Wharton School of the University of Pennsylvania.
Former Managing Director, BlackRock Inc.
Joanne Medero was until July 2020 a Managing Director at BlackRock where she was member of their Global Public Policy Group and a Senior Advisor to the Vice Chairman on the intersection of public policy and corporate governance. In June 2021, Ms. Medero was appointed a director/trustee of the Nuveen Funds.
Ms. Medero's service with BlackRock dates back to 1996, including her years with Barclays Global Investors (BGI), which merged with BlackRock in 2009. She joined BGI as its Global General Counsel in 1996 and after more than ten years in that role, became the global head of Government Relations and Public Policy for Barclays’ investment banking and investment management businesses. Prior to joining BGI, Ms. Medero was a partner with Orrick, Herrington and Sutcliffe specializing in derivatives and market regulation issues. Ms. Medero also served as general counsel of the Commodity Futures Trading Commission (1989-1993) and as an associate director for legal and financial affairs at the Office of Presidential Personnel, The White House (1986-1989).
Ms. Medero is a graduate of St. Lawrence University and received her JD from George Washington University.
Founder, Paredes Strategies LLC
Troy A. Paredes is the founder of Paredes Strategies LLC. From 2008-2013, Mr. Paredes was a Commissioner of the U.S. Securities and Exchange Commission, having been appointed by President George W. Bush. At the SEC, Mr. Paredes was a strong advocate for small business and the JOBS Act, for solving the information overload problem of securities law disclosure, and for rigorous cost-benefit analysis. He also consistently expressed concerns about the overregulation and overreach of the Dodd-Frank Act. Since leaving government, Mr. Paredes has had an active consulting practice. Mr. Paredes advises on financial regulation, corporate governance, compliance, and governmental and regulatory affairs. He also serves as an expert and adviser in regulatory enforcement investigations and actions and in private litigation involving securities law and corporate law, and he has been an independent compliance consultant/monitor. Before becoming an SEC Commissioner, Mr. Paredes was a professor of law at Washington University in St. Louis and a professor of business (by courtesy) at Washington University’s Olin Business School. Currently, he is the Distinguished Policy Fellow and Lecturer at the University of Pennsylvania Law School and a Lecturer on Law at Harvard Law School. Next year he will be a Distinguished Scholar in Residence at NYU School of Law. Mr. Paredes is the author of numerous academic articles on financial regulation, corporate governance, innovation, and behavioral economics. He also is a co-author (beginning with the 4th edition) of a multi-volume securities regulation treatise with Louis Loss and Joel Seligman entitled Securities Regulation. Mr. Paredes serves on the board of directors of Electronifie Inc. and is a member of the board of advisors of StreetShares, Inc. Mr. Paredes holds a bachelor’s degree in economics from UC Berkeley and earned his J.D. from Yale Law School.
Deputy General Counsel, Investment Company Institute
Matthew Thornton is Deputy General Counsel for the Investment Company Institute, with responsibility for a wide range of legal issues affecting registered investment companies and investment advisers. Mr. Thornton’s primary areas of responsibility include liquidity, valuation, corporate governance and proxy voting, advertising/social media, issues related to fixed income, disclosure, and investment advisory matters. Before joining ICI in 2014, he was an associate in Dechert LLP’s financial services group from 2005 to 2014. Before practicing law, Mr. Thornton held positions in the financial services industry at SunTrust Banks (now Truist) from 1998 to 2005 and Merrill Lynch from 1997 to 1998. Mr. Thornton is a member of the Washington, D.C. and Maryland bars and a Certified Financial Planner™. He received his BA in economics from the University of Notre Dame and his JD from Georgetown University Law Center.
Vice President, Special Advisor for Proxy & Corporate Actions, Broadridge
As a key proxy and corporate actions expert, Larry focuses on creating new ways to create value for clients within the Broadridge network globally and bring a valuable client perspective to Broadridge’s product and service evolution. He also drives and supports key industry initiatives such as end-to-end confirmation for proxy contests.
With more than 25 years in financial services, Larry brings extensive expertise from Fidelity Investments, where he was formerly the Vice President for the Operations and Services Group. In this role, Larry had product and business management responsibilities for the Asset Services Division, which included domestic and global Corporate Actions and Proxy. Larry has also led and participated in several industry working and advisory groups focused on evaluating legislative and regulatory changes as well as driving industry best practices.
Mr. Conover earned a Bachelor’s degree in Economics and Finance from Rutgers University, and an MBA/MIS degree from St Peter’s University. Mr. Conover holds Series 7 and 24 licenses and completed the Securities Industry Institute program at the Wharton School of the University of Pennsylvania.
Former Managing Director, BlackRock Inc.
Joanne Medero was until July 2020 a Managing Director at BlackRock where she was member of their Global Public Policy Group and a Senior Advisor to the Vice Chairman on the intersection of public policy and corporate governance. In June 2021, Ms. Medero was appointed a director/trustee of the Nuveen Funds.
Ms. Medero's service with BlackRock dates back to 1996, including her years with Barclays Global Investors (BGI), which merged with BlackRock in 2009. She joined BGI as its Global General Counsel in 1996 and after more than ten years in that role, became the global head of Government Relations and Public Policy for Barclays’ investment banking and investment management businesses. Prior to joining BGI, Ms. Medero was a partner with Orrick, Herrington and Sutcliffe specializing in derivatives and market regulation issues. Ms. Medero also served as general counsel of the Commodity Futures Trading Commission (1989-1993) and as an associate director for legal and financial affairs at the Office of Presidential Personnel, The White House (1986-1989).
Ms. Medero is a graduate of St. Lawrence University and received her JD from George Washington University.
Founder, Paredes Strategies LLC
Troy A. Paredes is the founder of Paredes Strategies LLC. From 2008-2013, Mr. Paredes was a Commissioner of the U.S. Securities and Exchange Commission, having been appointed by President George W. Bush. At the SEC, Mr. Paredes was a strong advocate for small business and the JOBS Act, for solving the information overload problem of securities law disclosure, and for rigorous cost-benefit analysis. He also consistently expressed concerns about the overregulation and overreach of the Dodd-Frank Act. Since leaving government, Mr. Paredes has had an active consulting practice. Mr. Paredes advises on financial regulation, corporate governance, compliance, and governmental and regulatory affairs. He also serves as an expert and adviser in regulatory enforcement investigations and actions and in private litigation involving securities law and corporate law, and he has been an independent compliance consultant/monitor. Before becoming an SEC Commissioner, Mr. Paredes was a professor of law at Washington University in St. Louis and a professor of business (by courtesy) at Washington University’s Olin Business School. Currently, he is the Distinguished Policy Fellow and Lecturer at the University of Pennsylvania Law School and a Lecturer on Law at Harvard Law School. Next year he will be a Distinguished Scholar in Residence at NYU School of Law. Mr. Paredes is the author of numerous academic articles on financial regulation, corporate governance, innovation, and behavioral economics. He also is a co-author (beginning with the 4th edition) of a multi-volume securities regulation treatise with Louis Loss and Joel Seligman entitled Securities Regulation. Mr. Paredes serves on the board of directors of Electronifie Inc. and is a member of the board of advisors of StreetShares, Inc. Mr. Paredes holds a bachelor’s degree in economics from UC Berkeley and earned his J.D. from Yale Law School.
Deputy General Counsel, Investment Company Institute
Matthew Thornton is Deputy General Counsel for the Investment Company Institute, with responsibility for a wide range of legal issues affecting registered investment companies and investment advisers. Mr. Thornton’s primary areas of responsibility include liquidity, valuation, corporate governance and proxy voting, advertising/social media, issues related to fixed income, disclosure, and investment advisory matters. Before joining ICI in 2014, he was an associate in Dechert LLP’s financial services group from 2005 to 2014. Before practicing law, Mr. Thornton held positions in the financial services industry at SunTrust Banks (now Truist) from 1998 to 2005 and Merrill Lynch from 1997 to 1998. Mr. Thornton is a member of the Washington, D.C. and Maryland bars and a Certified Financial Planner™. He received his BA in economics from the University of Notre Dame and his JD from Georgetown University Law Center.
Proxy Plumbing - A Primer for the Coming Policy Debate
Lawrence Conover, Joanne Medero, Troy Paredes, Matthew Thornton
The SEC has periodically examined the ecosystem governing public company shareholder communications and voting—the “proxy...
Proxy Plumbing - A Primer for the Coming Policy Debate
Lawrence Conover, Joanne Medero, Troy Paredes, Matthew Thornton
The SEC has periodically examined the ecosystem governing public company shareholder communications and voting—the “proxy...
Proxy Plumbing - A Primer for the Coming Policy Debate