Proxy Plumbing - A Primer for the Coming Policy Debate
Event Video
The SEC has periodically examined the ecosystem governing public company shareholder communications and voting—the “proxy plumbing ecosystem”—and it is expected that the SEC will again review this area under soon-to-be SEC Chairman Paul Atkins’ leadership. This panel will focus on how the proxy ecosystem works, the organizations that control and maintain the “plumbing” and the roles each participant plays in assuring that shareholders can get their votes executed.
Consider this a primer so that when the debate occurs you can follow it, and why some will vociferously seek to maintain the status quo while others will with equal force seek to disrupt it.
Featuring:
- Lawrence Conover, Vice President, Special Advisor for Proxy & Corporate Actions, Broadridge
- Hon. Troy Paredes, Founder, Paredes Strategies LLC
- Matthew Thornton, Deputy General Counsel, Investment Company Institute
- Moderator: Joanne Medero, Former Managing Director, BlackRock Inc.
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As always, the Federalist Society takes no position on particular legal or public policy issues; all expressions of opinion are those of the speaker.