He regularly represents clients before U.S. federal and state financial regulatory authorities, including the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority. He also represents clients in filing comment letters and amicus briefs in connection with SEC rulemakings.
Deep Dive Episode 74 – A Discussion on Current Department of Labor Priorities
Jonathan Berry, Gregory Frederick Jacob, Cheryl M. Stanton
The Department of Labor administers and enforces more than 180 federal laws, with mandates and...
Deep Dive Episode 69 – SOX Auditor Attestation Requirements
John Berlau, Wes Bricker, C. Wallace DeWitt, J.W. Verret
Is “investor protection” coordinated sufficiently with “promotion of capital formation”? This teleforum will consider this question...
Citizens’ Secret Recording and the First Amendment
Stephen R. Klein
For over half a century, federal law and most states have regulated secretly recording speech...
Deep Dive Episode 65 – Subdelegations of Rulemaking Power and the Appointments Clause
Todd F. Gaziano, Kristin E. Hickman, Anne Joseph O'Connell
The strictures of the Appointments Clause are receiving renewed attention in the courts, including the...
Deep Dive Episode 64 – The Federal Reserve and Real-Time Payment Systems
Aaron Klein, George Selgin, J.W. Verret
The Federal Reserve plays a central role in the nation’s payment systems. Reserve banks keep...
Analyzing the Regulatory Thicket
Brooks Rainwater, Luke A. Wake
Regulation is a pervasive and increasingly a contentious issue in 21st Century America. The propriety...
How Should the IRS Handle Cryptocurrencies?
Cryptocurrencies have been around for 10 years, but there remains significant ambiguity in the tax...
The Wage & Hour Trifecta: DOL Proposals on Overtime Exemptions, the Overtime Calculations, and Joint Employment
Tammy Dee McCutchen
After over two years of regulatory inactivity, the Wage and Hour Division of the U.S....
Deep Dive Episode 47 – The Songwriting Industry and Antitrust Consent Decrees
Kristen Osenga, Mark F. Schultz
Most people would be surprised to discover that music is among the most regulated of...
Deep Dive Episode 38 – The Debate Over the SEC's Accredited Investor Standard
Urska Velikonja, J.W. Verret
This teleforum will consider the U.S. Securities and Exchange Commission’s accredited investor standard. This standard...