He regularly represents clients before U.S. federal and state financial regulatory authorities, including the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority. He also represents clients in filing comment letters and amicus briefs in connection with SEC rulemakings.
What Could the Next Administration’s SEC Agenda Look Like?
C. Wallace DeWitt, J.W. Verret
With the upcoming shift in presidential administrations, there is a potential for significant changes within...
New Labor Department Rule: Taking on ESG Investment Risk to American Retirement Security
J.W. Verret
A sustained effort by activist investors to align corporate policy and investing with a progressive...
PCAOB Debate
Martin Flaherty, Gillian E. Metzger, Donna M. Nagy, Peter M. Shane, Christian J. Ward, Tuan Samahon
This debate will focus on the following questions: Is the Sarbanes-Oxley Act consistent with the...
Enron: Can We Craft an Efficient Disclosure-Based Policy Response?
Joseph A. Grundfest
Presentation to the Silicon Valley Chapter of The Federalist Society Joseph A. Grundfest*1. IntroductionThe President of...