He regularly represents clients before U.S. federal and state financial regulatory authorities, including the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority. He also represents clients in filing comment letters and amicus briefs in connection with SEC rulemakings.
Money and the Constitution
Donald Kohn, Paul B. Matey, Alex J. Pollock, Paul Sheard, Richard E. Sylla, Wayne A. Abernathy
2019 National Lawyers Convention
On November 15, 2019, the Federalist Society's Financial Services & E-Commerce Practice Group hosted a...
Explainer Episode 8 – The Community Reinvestment Act
Aaron Klein, Diego Zuluaga
Regulatory Transparency Project's Fourth Branch Podcast
Passed in 1977, the Community Reinvestment Act (CRA) was intended to encourage banks and other...
Topics
When Banks Act as Regulators within a Regime of Privilege
Recently, some banks announced they were going to cease doing business with certain legal industries,...
Topics
Commentary on Credit Card Interest Rate Caps Legislation
Federalist Society expert Prof. Todd Zywicki has written several articles on the recent legislative momentum...
Topics
The Recurring Money Question
As Wayne says, the question of money is always a hot topic. How money fits...
Topics
Questions about Money
A retired university professor, a veteran central bank watcher, the former head of a Federal...
Regulatory Sandboxes & Consumer Protection
Scott Astrada, Jackson Mueller, Kate Larson Prochaska
Regulatory Transparency Project's Fourth Branch Video
What are regulatory sandboxes? How might they promote and stimulate innovation? What risks might they...
Deep Dive Episode 69 – SOX Auditor Attestation Requirements
John Berlau, Wes Bricker, C. Wallace DeWitt, J.W. Verret
Regulatory Transparency Project Teleforum
Is “investor protection” coordinated sufficiently with “promotion of capital formation”? This teleforum will consider this question...
Topics
Feds: Gambling Fine, But Investing Too Risky
“In the risk reform debate, as in so many political debates, logic is often for...
Socialization of Risk: Bankruptcy Law & Financial Institutions [Archive Collection]
Frank H. Easterbrook, C. Boyden Gray, Edith H. Jones, Elizabeth Warren, Harris Weinstein
1991 Annual Lawyers Convention
On September 13-14, 1991, the Federalist Society held its Fifth Annual National Lawyers Convention on...