The WorldCom and Enron Settlements: Politics Rears its Ugly Head
Recent news that the independent directors of WorldCom and Enron had agreed to settle outstanding...
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Financial Services Practice Group
Commentary
Engage Volume 5, Issue 2, October 2004
ADMINISTRATIVE LAW & REGULATION Constitutional Restoration by Executive Order by John O. McGinnis CIVIL RIGHTS...
OCC Preemption: Advancing Regulator Competition
As a rule, I dislike federal preemption. I prefer the republican capitalism of 50 states...
Basel II Moves Global Banking Toward Self-Regulation
The Basel II Capital Accord is designed to improve the international flow of capital while...
The SEC’s New Compliance Procedure Rule for Investment Advisers
New rule 206(4)-7 of the Securities and Exchange Commission (“SEC” or “Commission”) may be the...
