He regularly represents clients before U.S. federal and state financial regulatory authorities, including the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority. He also represents clients in filing comment letters and amicus briefs in connection with SEC rulemakings.
Explainer Episode 5 – Arizona's Licensing Reform
Jonathan Riches
Regulatory Transparency Project's Fourth Branch Podcast
What are the costs and benefits of occupational licensing? Why do many believe that the...
Litigation Update: FTC v. Qualcomm
F. Scott Kieff, John Shu
On May 21, 2019, the U.S. District Court for the Northern District of California ruled...
Ethics CLE Teleforum: Model Rule 8.4(g) Update, What Attorneys Should Be Aware Of In 2019/2020
Josh Blackman
Professional Responsibilities and Legal Education Practice Group Teleforum
Professional Responsibility & Legal Education Practice Group Teleforum CLE not offered if Teleforum listened to...
Book Review: Prisoners of Politics: Breaking the Cycle of Mass Incarceration
Rachel Barkow, Clark Neily
Criminal Law & Procedure Practice Group
In her new book, Prisoners of Politics: Breaking the Cycle of Mass Incarceration, Professor Rachel Elise...
Regulatory Sandboxes & Consumer Protection
Scott Astrada, Jackson Mueller, Kate Larson Prochaska
Regulatory Transparency Project's Fourth Branch Video
What are regulatory sandboxes? How might they promote and stimulate innovation? What risks might they...
Can a City Use Eminent Domain to Keep a Horse Race from Leaving? [POLICYbrief]
Ilya Somin
Short video featuring Ilya Somin
The Preakness Stakes, one of the three Triple Crown Horse Races, wants to relocate from...
Topics
Pennsylvania Disciplinary Board Considers Version of ABA Model Rule 8.4(g): Public Comment Deadline Is September 30, 2019
The Pennsylvania Disciplinary Board is holding a public comment period through September 30, 2019, on...
Deep Dive Episode 69 – SOX Auditor Attestation Requirements
John Berlau, Wes Bricker, C. Wallace DeWitt, J.W. Verret
Regulatory Transparency Project Teleforum
Is “investor protection” coordinated sufficiently with “promotion of capital formation”? This teleforum will consider this question...
Topics
Feds: Gambling Fine, But Investing Too Risky
“In the risk reform debate, as in so many political debates, logic is often for...
Accounting for Race 101: Virginia Universities and Racial Preferences
Linda L. Chavez, Todd F. Gaziano, Will Hild, Althea Nagai, Theodore M. Shaw, Hans A. Von Spakovsky
Regulatory Transparency Project
On September 10, 2019, The Federalist Society hosted a luncheon cosponsored with the Center for...