Nov 23 2020 Topics Administrative Law & Regulation • Corporations, Securities & Antitrust Blog Post Can the SEC Regulate Proxy Advice as Proxy “Solicitation?” Joanne Medero Public companies decry what they see as the outsized influence of proxy advisory firms on...
Mar 25 2019 Publication Federalist Society Review From Orange Groves to Cryptocurrency: How Will the SEC Apply Longstanding Tests to New Technologies? Troy Paredes, Scott Kimpel Note from the Editor: The Federalist Society takes no positions on particular legal and public...
Jun 22 2018 Friday 2:00 p.m. EDT Courthouse Steps: Lucia v. SEC Decided Litigation and Federalism & Separation of Powers Practice Group Teleforum Teleforum Speakers: Mark Chenoweth • John C. Eastman Topics: Administrative Law & Regulation • Federalism • Financial Services Sponsors: Federalism & Separation of Powers Practice Group • Litigation Practice Group
Apr 25 2018 Podcast FedSoc Forums Courthouse Steps: Lucia v. SEC Gregory Dolin, Kevin B. Muhlendorf In Lucia v. SEC, the SEC fined the petitioner Raymond J. Lucia $300,000 and barred...
Apr 23 2018 Monday 3:00 p.m. EDT Courthouse Steps: Lucia v. SEC Administrative Law and Regulation and Litigation Practice Group Teleforum Teleforum Speakers: Gregory Dolin • Kevin B. Muhlendorf Topics: Administrative Law & Regulation • Federalism • Litigation Sponsors: Litigation Practice Group
Aug 16 2016 Topics Administrative Law & Regulation • Criminal Law & Procedure Blog Post News 3rd Circuit Expands Definition of "Investment Advisor" Craig L. Hymowitz The defendant appealed claiming that he did not meet the statutory definition of an "investment...
Aug 1 1999 Publication SEC Proposes Prohibitions on "Pay to Play" for Investment Advisors Joanne Medero In August the Securities and Exchange Commission proposed a new Rule under the Investment Advisors...
Topics
Can the SEC Regulate Proxy Advice as Proxy “Solicitation?”
Public companies decry what they see as the outsized influence of proxy advisory firms on...
From Orange Groves to Cryptocurrency: How Will the SEC Apply Longstanding Tests to New Technologies?
Troy Paredes, Scott Kimpel
Note from the Editor: The Federalist Society takes no positions on particular legal and public...
Courthouse Steps: Lucia v. SEC Decided
Litigation and Federalism & Separation of Powers Practice Group Teleforum
TeleforumCourthouse Steps: Lucia v. SEC
Gregory Dolin, Kevin B. Muhlendorf
In Lucia v. SEC, the SEC fined the petitioner Raymond J. Lucia $300,000 and barred...
Courthouse Steps: Lucia v. SEC
Administrative Law and Regulation and Litigation Practice Group Teleforum
TeleforumTopics
3rd Circuit Expands Definition of "Investment Advisor"
The defendant appealed claiming that he did not meet the statutory definition of an "investment...
SEC Proposes Prohibitions on "Pay to Play" for Investment Advisors
Joanne Medero
In August the Securities and Exchange Commission proposed a new Rule under the Investment Advisors...