May 10 2016 Podcast The Department of Labor’s Fiduciary Rulemaking: Impacts, Implications and Related Policy Issues - Podcast Jeffrey T. Dinwoodie, Annette L. Nazareth Financial Services & E-Commerce Practice Group Podcast On April 6, 2016, the Department of Labor released its much-anticipated “fiduciary” rulemaking, which will...
Aug 1 1999 Publication SEC Proposes Prohibitions on "Pay to Play" for Investment Advisors Joanne Medero Corporations, Securities & Antitrust Practice Group Newsletter - Volume 3, Issue 2, Summer 1999 In August the Securities and Exchange Commission proposed a new Rule under the Investment Advisors...
Jun 28 2013 Publication Federalist Society Review International Criminal Discovery Andrew C. Hruska, Kyle Sheahen Engage Volume 14, Issue 1 February 2013 I. Introduction While money moves at the speed of light across national boundaries, law enforcement...
Mar 19 2018 Topics Administrative Law & Regulation • Labor & Employment Law Blog Post News The Fifth Circuit Vacates the Fiduciary Rule Jason Mendro On March 15, 2018, the Fifth Circuit struck down one of the most controversial regulatory...
Oct 27 2009 Publication PCAOB Debate Martin Flaherty, Gillian E. Metzger, Donna M. Nagy, Peter M. Shane, Christian J. Ward, Tuan Samahon Online Debate This debate will focus on the following questions: Is the Sarbanes-Oxley Act consistent with the...
Sep 25 2018 Topics Administrative Law & Regulation • Civil Rights Blog Post Administrative Law's Assault On Civil Liberty: Lucia Vs. SEC Margaret A. Little Justice Kagan's succinct opinion in Lucia v. SEC sent shockwaves through the secretive world of administrative...
Mar 25 2019 Publication Federalist Society Review From Orange Groves to Cryptocurrency: How Will the SEC Apply Longstanding Tests to New Technologies? Troy Paredes, Scott Kimpel Federalist Society Review, Volume 20 Note from the Editor: The Federalist Society takes no positions on particular legal and public...
Feb 1 2000 Publication Good Corporate Governance and its Advocates: The Governance of Public Pension Funds and the Governance of Public Companies Philip R. Lochner, Richard H. Koppes Corporations, Securities & Antitrust Practice Group Newsletter - Volume 3, Issue 3, Winter 2000 The growth of public pension fund assets has been widely noted, and the data need...
Jul 8 2024 Blog Post The Supreme Court’s Jarkesy Decision Sheds Light on the SEC’s Hidden Advantages Stone Washington The Supreme Court’s momentous decision in SEC v Jarkesy provides us with a rare...
Jul 23 2024 Topics Administrative Law & Regulation • Corporations, Securities & Antitrust • Litigation • Supreme Court Blog Post The Supreme Court’s Jarkesy Decision Sheds Light on the SEC’s Hidden Advantages Stone Washington The Supreme Court’s momentous decision in SEC v. Jarkesy provides us with a rare glimpse...
The Department of Labor’s Fiduciary Rulemaking: Impacts, Implications and Related Policy Issues - Podcast
Jeffrey T. Dinwoodie, Annette L. Nazareth
Financial Services & E-Commerce Practice Group Podcast
On April 6, 2016, the Department of Labor released its much-anticipated “fiduciary” rulemaking, which will...
SEC Proposes Prohibitions on "Pay to Play" for Investment Advisors
Joanne Medero
Corporations, Securities & Antitrust Practice Group Newsletter - Volume 3, Issue 2, Summer 1999
In August the Securities and Exchange Commission proposed a new Rule under the Investment Advisors...
International Criminal Discovery
Andrew C. Hruska, Kyle Sheahen
Engage Volume 14, Issue 1 February 2013
I. Introduction While money moves at the speed of light across national boundaries, law enforcement...
Topics
The Fifth Circuit Vacates the Fiduciary Rule
On March 15, 2018, the Fifth Circuit struck down one of the most controversial regulatory...
PCAOB Debate
Martin Flaherty, Gillian E. Metzger, Donna M. Nagy, Peter M. Shane, Christian J. Ward, Tuan Samahon
Online Debate
This debate will focus on the following questions: Is the Sarbanes-Oxley Act consistent with the...
Topics
Administrative Law's Assault On Civil Liberty: Lucia Vs. SEC
Justice Kagan's succinct opinion in Lucia v. SEC sent shockwaves through the secretive world of administrative...
From Orange Groves to Cryptocurrency: How Will the SEC Apply Longstanding Tests to New Technologies?
Troy Paredes, Scott Kimpel
Federalist Society Review, Volume 20
Note from the Editor: The Federalist Society takes no positions on particular legal and public...
Good Corporate Governance and its Advocates: The Governance of Public Pension Funds and the Governance of Public Companies
Philip R. Lochner, Richard H. Koppes
Corporations, Securities & Antitrust Practice Group Newsletter - Volume 3, Issue 3, Winter 2000
The growth of public pension fund assets has been widely noted, and the data need...
The Supreme Court’s Jarkesy Decision Sheds Light on the SEC’s Hidden Advantages
The Supreme Court’s momentous decision in SEC v Jarkesy provides us with a rare...
Topics
The Supreme Court’s Jarkesy Decision Sheds Light on the SEC’s Hidden Advantages
The Supreme Court’s momentous decision in SEC v. Jarkesy provides us with a rare glimpse...