He regularly represents clients before U.S. federal and state financial regulatory authorities, including the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority. He also represents clients in filing comment letters and amicus briefs in connection with SEC rulemakings.
Explainer Episode 79- Don't Chase Rabbit Trails: The SEC Now and in the Next Administration
C. Wallace DeWitt, Brian Knight, Jennifer Schulp
In this episode, financial experts look back on recent SEC regulation, enforcement, and litigation, as...
The Uniform Token Regulation Act: A Proposal for States to Lead on Regulatory Clarity for Digital Tokens
Paul N. Watkins, Danielle DuBose
Digital assets have the potential to transform financial services. They alter the status quo by...
From Orange Groves to Cryptocurrency: How Will the SEC Apply Longstanding Tests to New Technologies?
Troy Paredes, Scott Kimpel
Note from the Editor: The Federalist Society takes no positions on particular legal and public...
Conservative & Libertarian Legal Scholarship: Corporate Law
[Return to Table of Contents] X. Corporate Law Foundational Materials Foundations of Corporate Law (Roberta...
For Added Sunshine
Patrick McGurn
For those of you that do not know, Institutional Shareholder Services ("ISS") is a proxy...