Enforcing the Federal Securities Laws in a Dynamic, Changing Environment – What is the Proper Role of the Government in Regulating the U.S. Capital Markets?

Speaker: 

• Daniel Wadley, Director of the Salt Lake Regional Office of the U.S. Securities & Exchange Commission
  
  

We are applying for one hour of CLE from the Utah State Bar.

Lunch is free to those who RSVP to Rose Gledhill [email protected].