He regularly represents clients before U.S. federal and state financial regulatory authorities, including the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority. He also represents clients in filing comment letters and amicus briefs in connection with SEC rulemakings.
Regulation and Fair Access to Banking
John Berlau, Tabitha Edgens, John Heltman, Brian Knight
Allegations of politically motivated “debanking” have intensified debate over how federal regulation, supervisory practices, and...
Regulation and Fair Access to Banking
John Berlau, Tabitha Edgens, John Heltman, Brian Knight
Allegations of politically motivated “debanking” have intensified debate over how federal regulation, supervisory practices, and...
Explainer Episode 79- Don't Chase Rabbit Trails: The SEC Now and in the Next Administration
C. Wallace DeWitt, Brian Knight, Jennifer Schulp
In this episode, financial experts look back on recent SEC regulation, enforcement, and litigation, as...
Deep Dive Episode 159 – Countering the Politicization of Financial Services: Is the Cure Worse than the Disease?
John Berlau, C. Wallace DeWitt, Brian Knight
Regulatory Transparency Project's Fourth Branch Podcast
In several recent high-profile cases, banks have conditioned or denied financial services to disfavored industries after...
Topics
When Banks Act as Regulators within a Regime of Privilege
Recently, some banks announced they were going to cease doing business with certain legal industries,...
Topics
We Three Kings: Lacking Representation in Index Fund Corporate Governance
Do you know who the largest investor in 9 out of 10 public companies is?...
The Financial Frontier: Financial Freedom, Payday Lending, & "Operation Choke Point"
Jamie Fulmer, Christopher L. Peterson, Brian Knight
Regulatory Transparency Project's Fourth Branch Video
In 2013, the U.S. Department of Justice decided to investigate banks across the country, looking...
Fintech Licensing and the OCC Charter
Brian Knight, Margaret Liu
Regulatory Transparency Project Teleforum
Innovations in financial technology have enabled financial services to be provided in new ways and...
The Future of Fintech Regulation - Podcast
John W. Ryan, Brian Knight, Wayne A. Abernathy
Financial Services & E-Commerce Practice Group Podcast
Technology is having a significant impact on how financial services are being delivered. The rise...