He regularly represents clients before U.S. federal and state financial regulatory authorities, including the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority. He also represents clients in filing comment letters and amicus briefs in connection with SEC rulemakings.
What Could the Next Administration’s SEC Agenda Look Like?
C. Wallace DeWitt, J.W. Verret
With the upcoming shift in presidential administrations, there is a potential for significant changes within...
Enron: Can We Craft an Efficient Disclosure-Based Policy Response?
Joseph A. Grundfest
Presentation to the Silicon Valley Chapter of The Federalist Society Joseph A. Grundfest*1. IntroductionThe President of...