Partner, Oliver Wyman
Douglas Elliott is a Partner at Oliver Wyman in New York, where he focuses on financial regulation and associated public policy issues and their implications for the financial sector.
He analyzes a wide range of issues and has published papers on such diverse topics as “Financial Institutions in an Age of Populism,” “Data Rights in Finance,” and “Tackling Global Market Fragmentation in Banking.” He has also written extensively on the impacts of capital and liquidity requirements, including a 150-page literature review in 2016, which followed on an earlier study for the IMF. Recently he addressed the finance ministers and central bank governors of the 28 EU member states on the topic of “Rebooting Capital Markets Union.”
Prior to joining the firm, he was a Fellow in Economic Studies at The Brookings Institution, generally ranked as the world’s top think tank. He primarily analyzed financial institutions and markets and their regulation, along with extensive analysis of the Euro Crisis. He has twice been a Visiting Scholar at the International Monetary Fund. Mr. Elliott also worked as a consultant for the IMF, the World Bank, and the Asian Development Bank. Prior to Brookings, he was a financial institutions investment banker for two decades, principally at J.P. Morgan.
He has testified multiple times before both houses of Congress and participated in numerous speaking engagements, as well as appearing widely in the major media outlets. The New York Times has described his analyses as “refreshingly understandable” and “without a hint of dogma or advocacy.”
Mr. Elliott graduated from Harvard College magna cum laude with an A.B. in Sociology in 1981. In 1984, he graduated from Duke University with an M.A. in Computer Science.
Executive Director, Milken Institute Center for Financial Markets
Michael S. Piwowar is the executive director of the Milken Institute Center for Financial Markets. Dr. Piwowar served as a Commissioner at the U.S. Securities and Exchange Commission from August 15, 2013 to July 6, 2018. He was first appointed to the SEC by President Barack Obama and was designated Acting Chairman of the Commission by President Donald Trump from January 23, 2017 to May 4, 2017. He was previously the Republican chief economist for the U.S. Senate Committee on Banking, Housing, and Urban Affairs under Senators Mike Crapo (R-ID) and Richard Shelby (R-AL) and served as the lead Republican economist on the four SEC-related titles of the Dodd-Frank Act and the JOBS Act. During the financial crisis and its immediate aftermath, Dr. Piwowar served in a one-year fixed-term position at the White House as a senior economist at the President’s Council of Economic Advisers (CEA) in both the George W. Bush and Barack Obama Administrations. Before joining the White House, Dr. Piwowar worked as a Principal at the Securities Litigation and Consulting Group (SLCG). He received a B.A. in Foreign Service and International Politics from the Pennsylvania State University, an M.B.A. from Georgetown University, and a Ph.D. in Finance from the Pennsylvania State University.
Former Commissioner, The Commodity Futures Trading Commission
Dawn Stump is a senior leader and regulatory expert in domestic and international financial services. Her experience and thought leadership have tactically identified potential risks and initiated regulatory and systemic solutions to protect industries, infrastructures, and economies. Based on her global perspective and industry expertise, Dawn is able to raise critical financial services issues to the board level and/or the global stage as business environments fluctuate. She is widely respected for her leadership, bipartisanism, and consensus building among senior government officials, senior regulatory ministry officials, corporate, and academic leaders worldwide.
Recently, she completed her term as a Commissioner of the CFTC, the independent U.S. agency that regulates the $200+ Trillion derivatives market. As one of five Commissioners, she helped to shape the priorities of the agency while overseeing policy direction and internal planning. Dawn prioritized sector resilience in evolving global markets through robust regulatory strategies necessary during market volatility and changing economic environments. Within the agency, she also championed the importance of enterprise-wide risk management practices. Specifically, Dawn initiated new agency wide data protection procedures for the consistent handling of data intake and strengthening of responses to potential cyber intrusions.
Previously, as Senior Vice President of the Futures Industry Association and concurrently Executive Director of its Americas Advisory Board, Dawn advised its President and global Board of Directors on the impacts of public policy changes on the industry and association members. Earlier, she was Vice President of Government Affairs for NYSE Euronext where she developed regulatory compliance policies alongside her international counterparts to ensure adherence across jurisdictions. Her leadership was critical to the establishment of a new U.S. based derivative exchange/clearing house.
During her early career in public service, she served as majority and minority senior professional staff for the U.S. Senate Committee on Agriculture, Nutrition & Forestry, U.S. House of Representatives Committee on Agriculture, and initially on the staff of U.S. Senator Phil Gramm. She was actively involved in negotiating the reform of derivatives regulations contained in the Dodd-Frank Act and efforts to conduct oversight of commodity and financial derivatives, under the jurisdiction of the CFTC.
Dawn shares her professional expertise as a member of the 3-person Advisory Council to the Women In Derivative’s (WIND) Board of Directors and through committee service for the National Charity League. She earned a Bachelor of Science from Texas Tech University in Lubbock, Texas and is a past President of the Texas Tech Alumni Association’s Washington, DC Chapter. Dawn and her husband have two children and live in the greater Washington, DC area.
Executive Director, The Financial Technology and Cybersecurity Center
Thomas P. Vartanian is the Executive Director of the Financial Technology & Cybersecurity Center, an author, financial services advisor, expert witness, and board mentor. He is the former Executive Director of the Program on Financial Regulation & Technology at George Mason University’s Antonin Scalia Law School, where he was also a Professor of Law. Between 1983 and 2018, he chaired the Financial Institution’s practices at two international law firms, Dechert LLP and Fried Frank LLP, through four financial crises. Both as a regulator and private practitioner, he has represented parties in a majority of the 50 largest financial institution failures in American history.
Mr. Vartanian served in the Reagan Administration during the S&L crisis as General Counsel of the Federal Home Loan Bank Board and the FSLIC. Prior to that, he served in the Carter Administration in the Office of the Comptroller of the Currency as Special Assistant to the Chief Counsel. Since departing government service, he has advised many subsequent presidential administrations on financial institution issues.
Mr. Vartanian is a futurist and expert in financial technology who has been described by clients in Chambers as “one of the best financial services lawyers in America.” Mr. Vartanian was Chairman of the American Bar Association’s Cyberspace Law Committee between 1998 and 2002, where he chaired an international task force of lawyers from twenty countries which released a seminal report in London in 2000 on the novel issues created by doing business in Cyberspace. He is currently a member of the American Association of Bank Directors’ Task Force on Bank Director Personal Liability Mitigation.
Mr. Vartanian has authored more than four hundred articles and eight books, including his new book, 200 Years of American Financial Panics: Crashes, Recessions, Depressions, and the Technology That Will Change It All chronicling the country’s tumultuous financial history and the impact that technology will have on its future.
He is a frequent lecturer and media commentator on the financial services industry, having appeared on Bloomberg TV, CNN, Fox News, Newsmax, PBS and various local and national radio shows. He has also taught financial services and digital commerce law at Georgetown Law School, George Washington Law School, and Boston University School of Law, and has been a guest lecturer at Harvard Law School.
In 2008, Mr. Vartanian was named “Washingtonian of the Year” based on his use of music and sports to raise money for charities in the D.C. metropolitan area. As a musician, he appeared in the first production in the United States in 1970 of Joseph and the Amazing Technicolor Dreamcoat. His classic rock band, The Johnny Esquire Band, has helped raise approximately $5,000,000 for charities in the Washington D.C. area over the last twenty-five years. Mr. Vartanian also founded and plays for the Washington All Stars, a senior baseball team that has raised more than $500,000 for Special Olympics.
His next book, The Unhackable Internet, will be published in early 2023.
Partner, Fusion Law, PLLC
Paul is the founding partner of Fusion Law, PLLC. He has extensive experience with state, federal, and global regulators building coalitions and implementing policies to promote innovation in financial services. He is responsible for designing and implementing the first state (Arizona) and federal (CFPB) FinTech sandboxes in the United States. He also designed the CFPB no-action letter and trial disclosure policies. He helped found the first global regulatory innovation coalition (Global Financial Innovation Network) and led the founding of the first U.S. regulatory innovation coalition (American Consumer Financial Innovation Network). He served on the Financial Stability Oversight Council subcommittee on digital assets. He also has drafted state-level laws on blockchain and utility tokens.
Paul also has significant enforcement and litigation experience. He led many multi-state consumer protection enforcement matters as Civil Litigation Division Chief at the Arizona Attorney General’s Office.
Prior to his government service, Paul practiced law in the areas of securities litigation and transactional work for approximately six years at two well-known law firms. He also clerked on the U.S. Court of Appeals for the Fourth Circuit.
Senior Litigation Attorney, EarthRights International
Rick Herz is a 1993 Order of the Coif graduate of the University of Virginia School of Law, where he served on the Virginia Law Review. In 1994, he clerked for the Hon. Raymond A. Jackson, U.S. District Judge for the Eastern District of Virginia. Rick was the 1997-1998 Natural Resources Law Institute Fellow at Northwestern School of Law of Lewis and Clark College, where he wrote”Litigating Environmental Abuses Under the Alien Tort Claims Act: A Practical Assessment” , an article about suing multinational corporations for environmental abuses under the Alien Tort Claims Act. He is a member of the New York State Bar. At ERI, Rick directs our work on cases against multinational corporations for international human rights and environmental abuses. As such he is co-counsel for the plaintiffs ERI’s past and ongoing litigation, including Doe v. Unocal, Bowoto v. Chevron, Sahu v. Union Carbide, Wiwa v. Royal Dutch Petroleum, Maynas v. Occidental Petroleum, Doe v. Chiquita, and API v. SEC. He has also filed amicus briefs in the United States Supreme Court and various U.S. Circuit and District courts on behalf of NGOs and law professors in important human rights cases, and he advises human rights and environmental activists and lawyers on international law.
Partner, Jones Day
Eliot Pedrosa is a first chair litigator and trial lawyer with 20 years of experience representing businesses in complex and challenging litigation involving international disputes, financial institutions, securities, and products liability.
Eliot has served as first chair in more than a dozen jury trials and arbitrations and defended clients under investigation by federal and state regulators. Eliot, who is a native Spanish speaker, has in-depth knowledge of Latin American law and recently completed a term as the Senate-confirmed Executive Director of the Inter-American Development Bank (IDB), the largest source of development finance for Latin America and the Caribbean.
Prior to joining Jones Day, Eliot successfully represented clients from around the world, including a German medical device manufacturer, an Israeli software company, the largest sugar producer in Nicaragua, a Spanish language radio station and media company regarding broadcast rights for Mexican soccer matches in the United States, a music company in litigation regarding the sale of a salsa music catalog, a financial services firm in an action alleging improper handling of credit card transactions, and a tobacco company in individual Florida Engle cases.
Eliot has been committed to providing pro bono legal services throughout his career, including representing human trafficking victims, an unaccompanied minor seeking asylum, and a First Amendment challenge to the Florida High School Athletic Association's decision to prohibit use of a stadium loudspeaker for a prayer at a high school football championship game between two private, Christian schools.
Of Counsel, DLA Piper LLP (US)
Harout J. Samra – a Board Certified Specialist in International Law – focuses his practice on international dispute resolution and arbitration matters, including international civil litigation in US courts.
Harout has represented clients from both the public and private sectors, including foreign governments, public officials and clients from a variety of industries. He has experience in international arbitrations administered under the International Chamber of Commerce (ICC), International Centre for Dispute Resolution (ICDR), United Nations Commission on International Trade Law (UNCITRAL), China International Economic and Trade Arbitration Commission (CIETAC), Bogota Chamber of Commerce, Madrid Court of Arbitration and International Centre for Settlement of Investment Disputes (ICSID) arbitration rules.
Harout currently serves as a member of the Florida Supreme Court Judicial Nominating Commission, by appointment of Governor Ron DeSantis. He previously served, by appointment of Governor Rick Scott, as a member of the Florida Third District Court of Appeal Judicial Nominating Commission, and was elected as Chair of the Commission from 2018-2019.
Of Counsel, Spencer Fane LLP
Anthony J. “A.J.” Ferate has built a multi-faceted background in the areas of the law, policy, energy, campaigns and elections, and defense over the last 20 years.
Through recent representation as Vice President of Regulatory Affairs for the Oklahoma Independent Petroleum Association (“OIPA”), A.J. held responsibilities over government efforts outside of the legislative branch on matters as broad as water, electric generation, commodity marketing, land matters, and seismicity. A.J. also maintained responsibility for legal matters at OIPA, including amicus briefing in appellate matters. A.J.’s extensive experience also includes management of public policy strategy for a Fortune 500 company.
For the past eleven years, A.J. has volunteered as General Counsel and spokesman for the Oklahoma Republican Party and has represented a number of elected officials, including U.S. Senator James Lankford, former statewide elected officials, a number of state legislators, and members of Congress.
Additionally, A.J. has assisted elected officials serve their constituents in all branches of government. Early in his career, A.J. held legislative aide duties in the Nebraska Legislature, then went on to work for former Nebraska Treasurer David Heineman. A.J. gained experience in the judiciary while serving Judge Gary L. Lumpkin at the Oklahoma Court of Criminal Appeals, the highest criminal appellate court in Oklahoma. Following this service, A.J. began work with Denise A. Bode of the Oklahoma Corporation Commission, assisting her in her duties regulating 70 percent of Oklahoma’s economy, including oil and gas and electric utilities.
A.J. honorably served ten years as an intelligence analyst for the United States Naval Reserve, including time at the Office of Naval Intelligence in the greater Washington DC area.
Opinion pieces authored or ghostwritten by A.J. have been published in the Seattle Times, Politico, Law360, The Oklahoman, Tulsa World and The Journal Record. A.J. has also been interviewed by national and international newspapers, and has also appeared on national radio programs including NPR’s The Diane Rehm Show and On Point with Tom Ashbrook.
Shareholder, Greenberg Traurig
Jennifer Weddle is the Co-Chair of Greenberg Traurig's American Indian Law Practice and has wide-ranging experience in complex regulatory and jurisdictional issues, with a focus in Indian law, handling a variety of matters for tribal and non-tribal clients. She has a dynamic, inter-disciplinary practice that centers on providing strategies for resolving complex jurisdictional problems. Much of her practice focuses in the areas of tribal economic development and natural resources development. Jennifer also has U.S. Supreme Court experience, including serving as one of the attorneys for the respondent in Nevada v. Hicks (2001) and representing the petitioners in Ute Mountain Ute Tribe v. Padilla (2012) and Grand Canyon Skywalk Development, LLC v. Grand Canyon Resort Corporation (2013) and cert stage amici in Saginaw-Chippewa Tribe v. NLRB (2016) and United States v. Cooley (2020) and amici on the merits in Lewis v. Clarke (2017), U.S. v. Washington (2018), Carpenter v. Murphy (2018), McGirt v. Oklahoma (2020), and United States v. Cooley (2021).
Jennifer's work also includes negotiations for mineral leasing employment matters and representation before federal agencies. She has also been involved in civil litigation, working on numerous complex federal, state and tribal litigation matters, including class action tort litigation and large commercial disputes. Her transactional experience includes oil and gas renewables projects throughout the west, as well as Endangered Species Act work. Jennifer frequently assists tribes, banks and non-bank entities with financing and regulatory matters with Indian law components. Jennifer has wide-ranging project siting experience, including the application of NEPA, NHPA, and other environmental laws on tribal and public lands, including with respect to large linear multi-state energy and infrastructure projects. Jennifer has deep transactional, regulatory and litigation experience involving very complex matters with both legal and policy components.
Jennifer is past President of the National Native American Bar Association and past two-term Chair of the Federal Bar Association Indian Law Section. She currently serves as the Tenth Circuit Representative on the American Bar Association Standing Committee on the Federal Judiciary, a role she has held since 2018, spanning the evaluations for more than two dozen federal judicial nominees at every level of the federal courts. She is a ’00 graduate of Harvard Law School and a ’97 graduate of the University of Michigan (Classical Languages and Literature).
Founder, Latitude, LLC
Brian Hook is the founder of Latitude, LLC, an international strategic consulting firm based in Washington, DC.
Mr. Hook worked on the Romney campaign as senior advisor on foreign policy. He chaired the foreign policy and national security task forces of the Romney Readiness Project. From 2010-2011, he was the foreign policy director of Governor Tim Pawlenty’s presidential campaign.
Mr. Hook served in a number of positions during the Bush Administration, including Assistant Secretary of State for International Organizations; Senior Advisor to the U.S. Ambassador to the United Nations; Special Assistant to the President for Policy, Office of the Chief of Staff; and Counsel, Office of Legal Policy, at the Justice Department.
From 1999-2003, he practiced corporate law at Hogan & Hartson in Washington, D.C.
Before practicing law, he served as a policy advisor to Iowa Governor Terry Branstad and to U.S. Congressman James Leach.
Professor Emeritus of Law, Antonin Scalia Law School, George Mason University
Jeremy A. Rabkin is a Professor Emeritus of Law at the Antonin Scalia Law School, George Mason University. Before joining the faculty in June 2007, he was for over two decades a professor in the Department of Government at Cornell University. Professor Rabkin serves on the board of directors of the Center for Individual Rights, a public interest law firm based in Washington, D.C. Previously he was a board member of the U.S. Institute of Peace and the board of academic advisors of the American Enterprise Institute.
Professor Rabkin’s books include Law Without Nations? (Princeton University Press, 2005). He authored “If You Need a Friend, Don’t Call a Cosmopolitan,” a chapter in Varieties of Sovereignty and Citizenship (Sigal R. Ben-Porath & Rogers M. Smith eds., University of Pennsylvania Press, 2012). His articles have appeared in major law reviews and political science journals and his journalistic contributions in a range of magazines and newspapers, including the Washington Post and the Wall Street Journal.
Senior Fellow, Center for Energy and Environment, Competitive Enterprise Institute
Christopher C. Horner serves as a Senior Fellow at CEI. As an attorney in Washington, DC Horner has represented CEI as well as scientists and Members of the U.S. House and Senate on matters of environmental policy in the federal courts including the Supreme Court. He has written on numerous topics in publications ranging from law reviews to legal and industrial trade journals to print and online opinion pages, and is the author of two best-selling books: Red Hot Lies: How Global Warming Alarmists Use Threats, Fraud and Deception to Keep You Misinformed (Regnery, 2008) and The Politically Incorrect Guide to Global Warming and Environmentalism (Regnery, 2007), which spent half of 2007 on the New York Times bestseller list.
Horner has testified before the United States Senate Committees on Foreign Relations and Environment and Public Works, and works on a legal and policy level with numerous think tanks and policy organizations throughout the world. He has given numerous addresses to audiences in the European Parliament in Strasbourg and Brussels, and before policymakers in European capitals including London, Rome, Prague, Copenhagen, Madrid and Warsaw, on topics ranging from rail deregulation and unfunded pension liability to all manner of energy and environment issues. Horner serves on the international law practice group’s executive committee for an internationally respected assembly of lawyers, and has provided counsel and work product on other matters including intellectual property, WTO proceedings and treaty law and policy.
Greenpeace has repeatedly targeted Mr. Horner, by stealing his garbage on a weekly basis, issuing press releases announcing with whom he dines and including him in various other hysterical publications including most recently "A Field Guide to Climate Criminals" distributed at the UN climate meeting in Montreal in December 2005.
Mr. Horner has provided legal, policy and political commentary several hundred times each on both television and radio, in the United States, Europe, Canada, and Australia, including scores of visits each on the Fox News Channel, Court TV, MSNBC with repeat visits on The News Hour with Jim Lehrer, BBC, CNN, CNN International, ITN, CBC, Bloomberg and Reuters Television. Mr. Horner has also been a guest on The Daily Show with Jon Stewart. He has guest hosted television commentary programs and makes weekly appearances on and regularly guest hosts nationally and regionally syndicated radio shows in America.
He has been a frequent contributor in the Washington Times, National Review Online and TechCentralStation.com opinion pages, is a guest columnist for United Press International and OpinionEditorials.com, and has regularly contributed to the Brussels legislative news magazine EU Reporter .
Horner also regularly writes for Energy Tribune and Spain's Actualidad Economica.
He received his Juris Doctorate from Washington University in St. Louis where he received the Judge Samuel Breckenridge Award for Advocacy.
The Government’s Arms Around Cryptocurrency: Hug or Stranglehold?
Douglas Elliott, Michael Piwowar, Dawn Stump, Thomas P. Vartanian, Paul N. Watkins
As the cryptocurrency industry grows, state and federal governments are considering how that industry should...
Foreign Sovereign and International Organization Immunity in U.S. Courts: Recent Developments and the Way Forward
Richard Herz, Eliot Pedrosa, Harout J. Samra
The Foreign Sovereign Immunities Act and its lesser-known sibling, the International Organizations Immunities Act, enacted...
Courthouse Steps Decision Teleforum: United States v. Cooley
Anthony J. Ferate, Jennifer H. Weddle
In a 9-0 opinion written by Justice Breyer that could have far-reaching implications, the Supreme Court...
Iran Snapback
Brian H. Hook, Jeremy A. Rabkin
Iran is in significant non-performance of its commitments under the Joint Comprehensive Plan of Action...
An Assessment of the June 2012 Rio+20 UN Conference on Sustainable Development
Christopher C. Horner
By its Resolution A/RES/64/236 of December 24, 2009,1 the United Nations General Assembly blessed preparations...