3rd Circuit Expands Definition of "Investment Advisor"
Upholds sentencing enhancement based on SEC guidance of what constitutes "compensation"
The defendant appealed claiming that he did not meet the statutory definition of an "investment...
A Seat at the Sitting - October 2026
Topics:
Sponsors:
Administrative Law & Regulation Practice Group
•
Civil Rights Practice Group
•
Corporations & Securities Practice Group
•
Criminal Law & Procedure Practice Group
•
Energy & Environment Practice Group
•
Federalism & Separation of Powers Practice Group
•
Financial Services Practice Group
•
Free Speech Practice Group
•
Intellectual Property Practice Group
•
International & National Security Law Practice Group
•
Labor & Employment Law Practice Group
•
Litigation Practice Group
•
Professional Responsibility & Legal Education Practice Group
•
Religious Liberties Practice Group
•
Communications & Technology Practice Group
•
Second Amendment Practice Group
•
Education Practice Group
•
Health Practice Group
•
Immigration Practice Group
•
Taxation Practice Group
•
Antitrust & Consumer Protection Practice Group
•
Election Law Practice Group
•
Property Rights Practice Group
•
A Seat at the Sitting
- Live Stream
- Webinar
