Apr 8 2004 Publication Federalist Society Review The SEC’s New Compliance Procedure Rule for Investment Advisers Frederick L. White New rule 206(4)-7 of the Securities and Exchange Commission (“SEC” or “Commission”) may be the...
The SEC’s New Compliance Procedure Rule for Investment Advisers
Frederick L. White
New rule 206(4)-7 of the Securities and Exchange Commission (“SEC” or “Commission”) may be the...